Disciplined Dynamism

Information regarding Investor Grievance Redressal Mechanism in Accordance with SEBI Circular No CIR/MIRSD/3/2014 dated 28th August 2014

Dear Client, For any general queries, you may email us at clients@dvia.in. In case of any complaints / grievances against your Investment Advisor, please contact Compliance Officer: Vivek Agarwall, Email: vivek@dvia.in, Mob: 8591426656 and/or Grievance Officer: Aishwarya Rao, Email: grievances@dvia.in, Mob: 8451906656.

If you are not satisfied with the response, you can contact SEBI through their Grievance Redressal Portal at https://scores.gov.in/scores/complaintRegister.html or you may also write to any offices of SEBI. For any queries, feedback or assistance, please contact SEBI office on Toll Free Helpline at 1800 22 7575 / 1800 266 7575

You may also contact SEBI Head Office in Mumbai at the below mentioned address: Office of Investor Assistance and Education, Securities and Exchange Board of India, SEBI Bhavan, Plot No. C4-A, ‘G’ Block, Bandra-Kurla Complex, Bandra (E), Mumbai - 400 051. Email - Sebi@sebi@gov.in.

Disposal of complaints

Data for the month ending - March 2024
Received From Pending- last month Received Resolved* Total Pending# Pending > 3M Avg. resolution time^
Directly from Investors 0 0 0 0 0 0
SEBI Scores 0 0 0 0 0 0
Other Sources 0 0 0 0 0 0
Grand Total 0 0 0 0 0 0
^ Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.
Trend of monthly disposal of complaints
Month Carried Forward Received Resolved* Pending#
April-2023 0 0 0 0
May-2023 0 0 0 0
June-2023 0 0 0 0
July-2023 0 0 0 0
August-2023 0 0 0 0
September-2023 0 0 0 0
October-2023 0 0 0 0
November-2023 0 0 0 0
December-2023 0 0 0 0
January-2024 0 0 0 0
February-2024 0 0 0 0
March-2024 0 0 0 0
*Inclusive of complaints of previous months resolved in the current month. #Inclusive of complaints pending as on the last day of the month.
Trend of annual disposal of complaints
Year Carried Forward Received Resolved* Pending
2021-22 0 0 0 0
2022-23 0 0 0 0
2023-24 0 0 0 0
Grand Total 0 0 0 0
*Inclusive of complaints of previous months resolved in the current month. #Inclusive of complaints pending as on the last day of the month.
Annual Compliance Audit Report Status
Sr. no Financial Year Compliance Audit Status Remarks, If any
1 FY 2020-21 Not Conducted Not Applicable as approval for RIA was received in Oct 2021
2 FY 2021-22 Conducted No adverse observations
3 FY 2022-23 Conducted No adverse observations

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